--- title: "Relaxed Exists-Step Plans in Planning as SMT" authors: - "Miquel Bofill" - "Joan Espasa" - "Mateu Villaret" doi: "10.24963/ijcai.2017/79" url: "https://ijcai.org/proceedings/2017/79" pdf: "https://ijcai.org/proceedings/2017/0079.pdf" venue: "Proceedings of the Twenty-Sixth International Joint Conference on Artificial Intelligence" year: 2017 pages: "563-570" track: "Main track" keywords: - "Planning and Scheduling: Temporal and Hybrid planning" - "Constraints and Satisfiability: Satisfiability" - "Planning and Scheduling: Other approaches to planning" - "Constraints and Satisfiability: Modeling/Formulation" --- # Relaxed Exists-Step Plans in Planning as SMT Miquel Bofill, Joan Espasa, Mateu Villaret *Proceedings of the Twenty-Sixth International Joint Conference on Artificial Intelligence*, pages 563-570. DOI: [10.24963/ijcai.2017/79](https://doi.org/10.24963/ijcai.2017/79) ## Abstract Planning Modulo Theories (PMT), inspired by Satisfiability Modulo Theories (SMT), allows the integration of arbitrary first order theories, such as linear arithmetic, with propositional planning. Under this setting, planning as SAT is generalized to planning as SMT. In this paper we introduce a new encoding for planning as SMT, which adheres to the relaxed relaxed ∃-step (R 2 ∃-step) semantics for parallel plans. We show the benefits of relaxing the requirements on the set of actions eligible to be executed at the same time, even though many redundant actions can be introduced. We also show how, by a MaxSMT based post-processing step, redundant actions can be efficiently removed, and provide experimental results showing the benefits of this approach. ## Full text ## 1 Introduction The possibility of several actions being planned at the same time step, i.e., the notion of parallel plans, is crucial for planning as satisfiability approaches [Rintanen et al., 2006], in which the feasibility of a plan in a given number of time steps is encoded as a SAT formula; the greater the number of time steps, the bigger the formula. Hence, parallel plans may help improve the performance of the planner because they enable the reduction of the time horizon. Pioneering work on parallel plans [Kautz and Selman, 1996] was based on the so-called ∀-step semantics, which requires that parallel actions can be executed sequentially in any order, and the same terminal state is reached. Therefore, parallel application of actions is allowed only if they do not interfere in any way. The ∃-step semantics, proposed in [Dimopoulos et al., 1997] and further developed in [Rintanen et al., 2006], is less restrictive since it only requires that parallel actions can be executed in some order. This relaxation allows much more parallelism. Another improvement is the relaxed ∃-step semantics [Wehrle and Rintanen, 2007], which allows actions to be scheduled in parallel in a state s even if not all of them are applicable in s. Basically, those actions' preconditions will be satisfied by the effects of other previously executed actions, when serialized. In the relaxed relaxed ∃-step (R2∃-step) semantics [Balyo, 2013] the application of action effects is relaxed similarly to precondition requirements in the relaxed ∃-step semantics. Therefore the only requirement in the R2∃-step semantics is that parallel actions can be ordered to form a valid sequential plan. From the ∃-step semantics and its subsequent relaxations, actions planned in a time step cannot be executed in parallel anymore, but the terms parallel plan and parallel step are used anyway. In this work we go a step further in the pursuit of parallelism in the context of planning as SMT. Inspired by the highly relaxed semantics of [Balyo, 2013] for planning as SAT, we introduce a non-trivial encoding that lifts the R2∃- step semantics to SMT. The rest of the paper is structured as follows. In Section 2 we introduce PMT problems, together with the notation used throughout the paper. In Section 3 we present our encoding for planning as SMT, that adheres to the R2∃-step semantics. In Section 4 we show how the redundant actions occurring in the resulting plans can be easily removed. In Section 5 we provide experimental results showing a dramatic decrease in the number of time steps needed to reach a valid plan in many numeric domains, compared to other similar exact (non-heuristic) planners. Since the presented encoding is parametric to a given order between actions (which governs how, given a parallel plan, actions are serialized and executed) in the experimental section we give some insights on the impact of this order on the efficiency, and some hints on suitable orders. Finally, in Sections 6 and 7 we explain the connections of this work to similar ideas and present some conclusions. ## 2 PlanningModulo Theories We follow the notation defined in [Gregory et al., 2012] for Planning Modulo Theories (PMT). A state is a valuation over a finite set of variables X, i.e., an assignment function, mapping each variable x ∈ X to a value in its domain, Dx. A state space for a set of variables X is the set of all valuations over X. In a state space modulo T, T is a theory defining the domains of the state space variables and interpretations for the constants, functions and predicates. Definition 1 (Action). An action a, for a state space S modulo T , is a state transition function, comprising: - A first-order sentence over S modulo T, Prea (the precondition of a). - A set Eff a (the effects of a), of assignments to a subset of the state variables in S, each setting a distinct variable to a value defined by an expression over S modulo T . An action a, for a state space S modulo T, is applicable (or executable) in a state s ∈ S if T, s |= Prea (that is, the theory together with the valuation s satisfies the precondition of a). We represent actions a as pairs 〈Prea, Eff a〉, with the effects Eff a often written as a substitution σa = {x1 ↦→ exp1, . . . , xn ↦→ expn}, where expi is an expression that defines the value of variable xi in the resulting state, for each i in 1..n (e.g. x ↦→ x + k, for increasing a numeric variable x by k). We use ⊤ and ⊥ to denote the Boolean true and false values, respectively. Given an expression e and a substitution σ, by eσ we will denote the expression e after applying the substitution σ, i.e., after simultaneously replacing the variables in e by the expressions indicated in the substitution. Making abuse of notation, we will talk of a substitution as an assignment. Following the application of a, the state is updated by the assignments in Eff a to the variables that they affect, leaving all other variables unchanged. We denote the unique state resulting from applying an action a, in a state s in which is applicable, by appa(s). For any given sequence of actions a1; a2; . . . ; an we define appa1;a2;...;an (s) as appan (· · · appa2 (appa1 (s)) · · · ). Definition 2 (Planning Modulo Theory). A Planning Modulo T problem, for a theory T , is a tuple π = 〈S, A, I, G〉 where: - S is a state space in which all variable domains are defined in T , - A is a set of actions for S modulo T , - I is a valuation in S (the initial state), and - G is a first order sentence over S modulo T (the goal). A (sequential) plan for π is a sequence of actions a1; . . . ; an such that, for all i in 1..n, ai is applicable in state si-1 and si is the result of applying ai to si-1, where s0 = I and T, sn |= G. ## 3 Encoding Plans under the R2∃-Step Semantics in PMT The notion of R2∃-step plan in the context of PMT is the following. Definition 3 (R2∃-Step Plan). Given a set of actions A and an initial state I, for a state space S modulo T, a relaxed relaxed ∃-step (R2∃-step) plan for A and I is a sequence P = [A0, . . . ,Al-1] of sets of actions together with a sequence of states s0, . . . , sl (the execution of P), for some l ≥ 0, such that s0 = I, and for all i ∈ {0, . . . , l - 1} there is a total ordering a1 < · · · < an of Ai, such that T, appa1;...;aj-1 (si) |= Preaj for all aj = 〈Preaj , Eff aj 〉 ∈ Ai, and appa1;...;an (si) = si+1. This is a weakening of the definition of relaxed ∃-plan in [Wehrle and Rintanen, 2007], since we remove the consistency requirement between effects of actions occurring at the same time step and, hence, the only requirement left is that those actions can be ordered to form a valid sequential plan. The definition also generalizes to the setting of PMT. It is equivalent to the definition of ∃-step plan in [Bofill et al., 2016b], as well as to the definition of ∃-step plan in [Rintanen et al., 2006] for the propositional case, which already captures R2∃-step plans. In those works, however, the encodings given for ∃-step plans are restricted to happenings which require, among other things, that preconditions of actions in each parallel step hold at the same time. On the contrary, here we are properly considering R2∃-step plans in the sense of [Balyo, 2013]. Notice however that no formal definition of R2∃-step plan is given in [Balyo, 2013]. Let us introduce a motivating example. Example 1. A merchant is looking to amass a small fortune in the fastest way. We will use the variable x to represent his gains. Suppose the merchant starts with no money (x = 0) and can perform two actions: work carrying boxes of tulips and gaining 10 coins a month, or invest some of his money in the tulip industry, doubling his earnings. His objective is reaching the sum of 20 coins. The actions can be modeled as follows: If we consider the ∃-step semantics of [Rintanen et al., 2006], one of the requirements is that preconditions of parallel actions must hold at the start of the time step in which they are planned. Since the precondition of a2 is not satisfied in the initial state, this would make the shortest ∃-step plan the following: ∏ = [{a1}, {a2}]. With the Relaxed ∃-step semantics of [Wehrle and Rintanen, 2007], there is no requirement that forces preconditions of parallel actions to hold at the start of the time step in which they are planned. Still, there is a requirement of consistency between the effects applied at the same time step. The concept of consistency with numerical variables could be generalized as that all effects should be commutative. Since the effects x ↦→ x + 10 and x ↦→ x ∗ 2 are not commutative, the shortest plan would also be ∏ = [{a1}, {a2}]. With the R2∃-step semantics, these requirements are lifted, so, considering the ordering between actions a1 < a2, our merchant can reach its goal with the one step plan ∏ = [{a1, a2}]. This ordering can be used to model the application of non-commutative effects as follows, where xt (resp. at ) denotes the value of variable x (resp. execution of action a) at time step t: The additional variables x0, x1 and x2 (superscripted with the time step) permit us to accumulate effects over the variable x. The variable x0 denotes the initial value of x. The variable x1 embodies the value of x after the possible execution of a1. Note that x1 gets an updated value if a1 is executed, or keeps the previous value x0 otherwise. Therefore, in the precondition of action a2 we need to check x1 instead of x. The effects of action a2 are applied on x1 and captured on x2. Finally, the tying constraints link these auxiliary variables to the initial and final values of x. This encoding of chained effects will be the key to increase parallelism. ## 3.1 Encoding into SMT In this section we propose an encoding for planning as SMT, as a particular case of PMT, that adheres to the R2∃-step semantics. The given encoding is valid for any theory T under quantifier-free first-order logic with equality. In particular, for numeric planning we could take T as the theory of the integers (or the reals) and use quantifier free linear integer (or real) arithmetic formulae. Let π = 〈S, A, I, G〉 be a planning problem modulo theory T under a quantifier-free first-order logic with equality. For each variable x in var(S) and each time step t, a new variable xt of the corresponding type is introduced, denoting the value of x at step t. Moreover, for each action a and each time step t, a Boolean variable at is introduced, denoting whether a is executed at step t. Given a term s, by st we denote term s, where all variables x in var(S) have been replaced by xt , and analogously for formulas. For example (x + y)t = xt + yt , and (p ∧ x > 0)t = pt ∧ xt > 0. For the case of effects, we define {x ↦→ ⊤}t = xt+1 , {x ↦→ ⊥}t = ¬xt+1 and {x ↦→ s}t = (xt+1 = st ), where s is a non-Boolean term belonging to theory T. For example, for an assignment {x ↦→ x + k}, where k is a constant, we have {x ↦→ x + k}t = (xt+1 = xt + k). For sets of assignments, i.e., action effects, we define ({x ↦→ s} ∪ Eff )t = {x ↦→ s}t ∧ Eff t and ∅t = ⊤ where s is a term (either Boolean or not) and Eff is a set of assignments. For each action a = 〈Prea, Eff a〉 and each variable x ∈ var(S), let Eff a,x denote the assignment {x ↦→ exp} in Eff a if any, or the empty set if there is no such assignment. For each x ∈ var(S), let Ax = {a | a ∈ A ∧ Eff a,x ̸= ∅}, i.e., the set of actions that modify x. As it has already been said, the only requirement in the R2∃-step semantics is that actions in each parallel step can be ordered to form a valid sequential plan. Then, let L = [a1, a2, . . . , a|A|] be a list enumerating all actions. The relative position of each action in L will determine the total ordering <L needed to serialize the actions in each parallel step. Although according to the definition of R2∃-step a different ordering could be used in each parallel step, we will use the same ordering everywhere. It is worth noting that the chosen ordering governs the amount of possible parallelism. In any case, completeness of the method is guaranteed by the fact that the possibility of choosing exactly one action per time step is retained. The encoding will need to refer to the i-th action (according to <L) in each set Ax. To this purpose, a mapping ρx is defined, such that ρx(i) = j if the i-th action in Ax, according to <L, is aj. Formally: for each x ∈ var(S), let ρ-0 x : {1, . . . , |Ax|} → {1, . . . , |A|} be a mapping such that aρ-0 x (i) ∈ Ax for all i in 1..|Ax| and aρ-0 x (i) <L aρ-0 x (i+1) for all i in 1..|Ax| - 1. Let ρx : {0, . . . , |Ax|} → {0, . . . , |A|} be ρ-0 x ∪ {0 ↦→ 0}. The mapping {0 ↦→ 0} is added for notational convenience (see below). Example 2. Consider a set of actions A = {a1, a2, a3, a4} and L = [a3, a2, a1, a4], i.e., a3 <L a2 <L a1 <L a4. Suppose that variable x is modified by actions a1 and a3, so Ax = {a1, a3} and |Ax| = 2. Then we have ρx(1) = 3 and ρx(2) = 1, because a3 <L a1. Semantically, ρx(1) can be read as "What is the first action that modifies x, given <L?". For each time step t and variable x, we introduce xtρx(0) , . . . , xtρx(|Ax|) new chaining variables of the same type of x. Variable xtρx(0) (i.e., xt0 ) will denote the value of x at time step t and, for all i in 1..|Ax|, xtρx(i) will denote the value of x after the sequential application (or not) of actions aρx(1), . . . , aρx(i). These variables allow us to encode a possible chain of assignments at each parallel step. The formulation here is more complicated than in [Balyo, 2013], where only Boolean variables are considered and so serialization of actions is very simple. To represent chains of assignments, in the encoding we need to refer, for a given action ai and variable x, to the last action before ai (according to <L) that may have modified x. Therefore, we define prevx : {1, . . . , |A|} → {0, . . . , |A|} to be the mapping satisfying prevx(i) = ρx(max({0} ∪ {k ∈ 1..|Ax| | aρx(k) <L ai})). Notice that, if there is no previous action that may modify x, then prevx(i) = 0. Example 3. Continuing with Example 2, we would have prevx(1) = 3, prevx(2) = 3, prevx(3) = 0 and prevx(4) = 1. Semantically, prevx(1) = 3 could be read as "Given the ordering <L, what action that modifies x comes before a1?". Note that prevx(3) = 0 because no action before a3 modifies x, given the ordering <L. The constraints of the proposed encoding are the following. The execution of an action implies its preconditions, with the variables conveniently renamed in order to consider the effects of the execution of previous (according to <L) actions in the same time step t: where This substitution is in charge of renaming all variables in Pre tai that may have been modified previously in the same time step. The execution of an action implies its effects (again, with the variables conveniently renamed): where Recall that each effect in Eff ai is translated as an equality. Substitution σtmodi only renames the left hand side of the equality xt+1 by xti , while σtprev (i) renames all variables occurring in the right hand side that could have been possibly modified by previous actions according to <L. See Example 4 for a particular case of this renaming. If an action is not executed, the previous value of each variable that it would have modified is carried forward: Moreover, initial and final auxiliary variables are linked with the original variables xt and xt+1 : Finally, explanatory axioms express the reason of a change in state variables: That is, a change in the value of x implies the execution of at least one action that has an assignment to x among its effects. Remark 1. Explanatory axioms (5) are redundant in our setting, since they follow from Equation (4) and the inductive application of Equation (3). The following example illustrates the behavior of the substitutions in Equation (2). Example 4. Let {a1, a2} be a set of actions such that a1 <L a2 . If actions are defined as then the effects of a1 and a2 at time step t will be encoded as ## 3.2 Soundness and Completeness Definition 4. Let π = 〈S,A, I,G〉 be a PMT problem, <L a total order on the actions in A and n a number of steps greater than 0. We denote by E(π, n,<L), the SMT formula resulting from the encoding of π described in Section 3.1 using order <L, for n consecutive time steps. For each t ∈ {0..n}, we define Xt = {xt |x ∈ var(S)}. We define I 0 as the formula describing the initial state I with variables superscripted by time point 0. We define Gn as the formula describing the goal G with variables superscripted by time point n. Theorem 1 (Soundness). Given a PMT problem π = 〈S,A, I,G〉, a number of steps n and a total order <L between actions in A, if M is a model of the SMT formula ϕ = E(π, n,<L) ∧ I 0 ∧ Gn , then we can infer a valid sequential plan for π fromM. Proof sketch. We first prove that the theorem is true for n = 1 and then argue why this can be generalized to n > 1. Let n = 1. Let a10 , . . . , ak0 be the, according to <L, ordered action variables set to true in the model of ϕ. Then, the corresponding sequence of actions a10 ; . . . ; ak0 is a sequential plan of π: if k = 0 we are done since this means that G is already satisfied from X0 without executing any action. Notice that if no action is executed, constraints (3) enforce equality between chained variables in X0 and X1 . If k > 0 we need to prove that each action ai0 is applicable after applying a10 ; . . . ; ai-1 0 . This is guaranteed by constraints (1), (2) and (3). By (2) the effects of the previous actions are applied, resulting in a "temporal state". By (1) the precondition of ai0 is satisfied by this temporal state. Roughly, this temporal state consists of the valuation assigning, to each x ∈ S, its updated value due to the effects of actions a10 ; . . . ; ai-1 0 . This value is captured by the closest previous chaining variable x0prev(i) , thanks to constraints (2) and (3). For n > 1, constraint (4) properly links, for each m in 1..n, the variables Xm-1 to the first temporal state of step m and the last temporal state of step m to Xm. Hence, if a10 , . . . , ak0 0 , . . . , a1n , . . . , akn n are the action variables set to true in the model of E(π, n,<L), where each subset a1i , . . . , aki i is ordered according to <L, the corresponding sequence of actions a10 ; . . . ; ak0 0 ; . . . ; a1n ; . . . ; akn n is a valid sequential plan of π. Completeness is guaranteed since the possibility of executing exactly one action per time step is retained. Theorem 2 (Completeness). Given a PMT problem π = 〈S, A, I, G〉, if there exists a valid sequential plan a1; . . . ; an for π then, for any total order <L on the actions of A, the SMT formula ϕ = E(π, n, <L) ∧ I 0 ∧ Gn is satisfiable. Proof sketch. Let <L be an arbitrary order on the actions in A. Mimicking the valid sequential plan a1; . . . ; an, we build an assignment M to the variables of ϕ such that I 0 holds, and for all i in 1..n, - a. aii is true inM, and aij is false inM for all j ̸= i, - b. Eff iai σimodi σiprev (i) holds under M, - c. ∧x∈Dom(Eff aj ) xij = xiprevx(j) holds under M for all j ̸= i, and Now let us consider any particular step number i. According to c, and by transitivity of equality, we have that xiprevx(i) , which corresponds to xij for some aj <L ai, has the same value as xi0 under M, for every variable x. Moreover, we have that xi = xi0 holds by d. Therefore, (the succedent of) constraint (1) will hold if ai can be executed in step i of the sequential plan, which is the case, since by assumption the sequential plan is valid, and I 0 holds by construction. Analogously to before, by c and d, we have that xi+1 has the same value as xii under M, for every variable x modified by ai, i.e., the new value of x is carried forward to the next step. By induction, and validity of the sequential plan, this implies that Gn holds under M. Note that constraint (2) holds by a and b, constraint (3) holds by a and c, and constraint (4) by d. Consistency of M follows from the validity of the sequential plan at hand. ## 4 Elimination of Redundant Actions Roughly speaking, redundant actions are those that can be removed from a plan, resulting in a plan still valid. In our setting, either during the search or when retrieving a model, there is the possibility that some variables, denoting the execution of actions that may not be necessary to achieve the goal, are set to true by the SMT solver. Since highly parallel encodings like the one we have presented make this issue more noticeable, here we show how a plan can be optimized by removing redundant actions in a post-processing step. For this purpose, a MaxSMT solver will be used, as the idea is to add soft clauses that penalize the optimum when variables that represent the execution of actions are assigned to true by the solver. Given a plan ∏ for the PMT problem, two new sets of clauses are added. The first is a set of soft clauses {¬at |a ∈ ∏} that will (softly) ask the solver to set to false all actions included in the plan. This will force the MaxSMT solver to set to true the minimum number of actions already included in the plan. The second set consists of hard clauses {¬at |a /∈ ∏} to force the solver to not consider any action that was outside of the original plan. After solving the new problem, the resulting plan will not necessarily be makespan-optimal, but the quantity of actions pruned will be usually notable, as shown in the next section. Moreover, the optimization time with respect to the solving time turns out to be negligible. The presented approach is slightly different to the one presented in [Balyo et al., 2014]. The difference lies in that in our approach there is no need to reformulate all the problem from scratch to include only clauses referring to the plan returned by the solver. It suffices to add the new clauses to the problem and ask the solver for an optimal solution. ## 5 Empirical Evaluation In this section we evaluate the impact of the presented encoding under the R2∃-step plan semantics and the proposed strategy for eliminating redundant actions. The proposed encoding (R2Chained onwards) 1 is compared with the encoding in [Bofill et al., 2016b] which uses the ∃-step semantics (from now on noted as SEM+C), and the two planners Springroll [Scala et al., 2016] and SMTPlan [Cashmore et al., 2016]. The three systems are the most recent non-heuristic numeric planners available. The SEM+C encoding is similar to the disabling graph based encodings for ∃-step semantics of [Rintanen et al., 2006]. It differs by incorporating the idea of chains of assignments that occur at the same time step. It also provides a semantic notion of interference to reduce the number of false positives in interference detection. This SEM+C encoding and the R2Chained encoding are implemented in the RANTANPLAN system [Bofill et al., 2016a]. Springroll also uses the planning as SMT approach, but with a ∀-step semantics. The planner focuses on producing more succinct encodings by "rolling up" an unbounded yet finite number of instances of an action into a single plan step. In problems where "foldable" actions occur, the planner is able to greatly reduce the number of time steps. SMTPlan proposes an approach to PDDL+ planning through SMT, with an encoding that captures all the features of the PDDL+ language. Its encoding focuses on domains with nonlinear and continuous change. 1 The planner and the non-IPC instances can be obtained from http://imae.udg.edu/recerca/lap/rantanplan/rantanplan.html Table 1: Number of instances solved by each planner in each domain (total number of instances between parentheses), with a timeout of 1 hour. Boldface indicates the best results, with ties broken by total solving time. "*" denotes an execution problem. | Solved | Springroll | SMTPlan | SEM+C | R2C | |-----------------|--------------|-----------|---------|-------| | Depots (22) | 7 | 1 | 4 | 7 | | Driverlog (20) | 12 | 7 | 11 | 12 | | Petrobras (60) | 0 | 3 | 6 | 51 | | Planes (12) | 3 | 5 | 7 | 8 | | Rovers (20) | 12 | 4 | 6 | 16 | | Zenotravel (20) | * | 6 | 16 | 15 | | Total | 34 | 26 | 50 | 109 | In [Balyo and Bart´ak, 2015] it was found experimentally that none of the considered orderings between actions could be clearly defined as the best, for the considered encoding under the R2∃-Step semantics for planning as SAT. In the first experiments, the ordering considered for the R2Chained encoding is the order from which actions are read from the input files, which we refer as dec. Some insights and results on more clever orderings, other than dec, are given in Section 5.1. It is also worth noticing that, although we choose the same order for each time step, the encoding is general enough to allow for a different order in each time step. We consider the domains of the third IPC [Long and Fox, 2003] with integer numeric fluents and without quantified preconditions, as the rest of the domains contain features that are not commonly supported by the considered planners. These domains are: Zenotravel, Driverlog, Depots and Rovers. The Petrobras and Planes domains from [Bofill et al., 2016b] are also considered since they have a higher numerical component. Experiments have been run on 8GB Intel R© Xeon R© E31220v2 machines at 3.10 GHz, using Yices [Dutertre and De Moura, 2006] v2.5.1 as the back-end SMT solver, under the quantifier-free linear integer arithmetic logic [Barrett et al., 2010]. Z3 [de Moura and Bjørner, 2008] v4.5.1 is used as the MaxSMT solver to remove redundant actions. The total timeout is set to 1 hour. Table 1 shows that with the R2Chained (R2C) encoding we are able to solve notably more instances than the rest of the approaches. Springroll is unable to process the Zenotravel domain. 2 The R2Chained encoding dominates in most of the families. Thanks to the increased number of actions selected at each step, it generally needs fewer steps to find a valid plan than the rest of the planners. The number of Petrobras instances solved by this approach is noticeable. This domain is notably bigger in terms of formula size and more constrained in terms of resources than the rest. If this domain is set aside, the R2Chained encoding still solves a few more instances than the other approaches. Next we evaluate the plan quality in terms of makespan. As it has already been stated, the R2Chained approach allows many more actions per time step. This increases the number of instances solved, since the number of time steps is in general smaller and, hence, so is the resulting formula. But unfortunately, this is bad in terms of plan quality, since it may add some redundant actions in the plan. 2 After reading the instance, it reports "Error in the encoding". Table 2: Number of actions / number of steps, per instance and planner. "-" denotes a timeout. R2O denotes the R2C approach plus the redundant action removal presented in the previous section. "*" denotes an execution problem. | | Springroll | SMTPlan | SEM+C | R2C | R2O | |-----------------|-----------------|-----------|--------------|----------------|----------------| | depots1 depots7 | 13/6 29/10 34/8 | 13/6 - - | 13/6 25/10 - | 13/2 30/4 59/3 | 13/2 25/4 33/3 | | driverlog5 | 30/8 | 17/5 | 18/4 21/4 | 30/4 | | | depots16 | | | | | | | | | 25/8 | | | 20/4 | | driverlog6 | 26/5 | | | 22/3 | 22/3 | | petro-A2 | - | 9/3 | 11/4 | 11/2 | 10/2 | | petro-A6 | - | - | 33/9 | 38/5 | 34/5 | | petro-B15 | - | - | - | 82/2 | 57/2 | | petro-C1 | - | - | - | 34/2 | 5/2 | | planes2 | 17/16 | 18/11 | 17/11 | 19/7 | 19/7 | | planes3 | 19/17 | 27/13 | 19/10 | 23/7 | 23/7 | | planes8 | - | - | 24/12 | 27/7 | 25/7 | | rovers1 rovers4 | 11/9 | 11/8 | 11/8 | 13/3 | 9/3 | | | 31/6 | 10/6 | 8/5 | 8/1 | 8/1 | | rovers14 | 50/11 | - | - | 41/3 | 32/3 | | zeno7 | * | 16/6 | 19/3 | 18/2 | 16/2 | | zeno8 | * | - | 22/3 | 37/2 | 22/2 | Table 2 shows the number of actions and time steps of the plans found in a selected number of instances. Comparing the R2C and the R2O columns we can see that the reduction is notable in all domains, except for Planes. We remark that the time spent on the process of removing redundant actions is negligible (typically less than two seconds). In general, in instances where the reduction is small, the plan was already reasonably good, in terms of number of actions, compared to the rest of the planners. See for example instances driverlog6, petro-A2, planes2 or rovers4. In instances where the reduction is significant, the original plan was too long and the optimized one turns to be reasonably good compared to the others. See for instance depots7, depots16, driverlog5 or zeno8. In particular, (see petro-C1 for example) there can be many agents (namely, the ships) that are not relevant for the plan objective, so the procedure can remove many actions. In contrast, the Planes domain is very tight, as there are very few agents that need to act, and thus all planners produce similar plans in terms of makespan. Since the R2Chained encoding relaxes the SEM+C encoding, we provide some insights on why, in general, it behaves better. The relaxation is done by applying the idea of creating chains of assignments to all variables, while in the SEM+C encoding only a subset of them are eligible to be chained, due to the interference notion considered. In contrast to R2Chained, there is no possible chain for Boolean variables in SEM+C. In fact, the difference between the two encodings can be seen as a trade-off between the need for mutex clauses and the extra number of chaining variables and linking constraints. Moreover, the relaxation by the R2∃-step semantics of actions' applicability at the beginning of a time step, as well as that of the consistency of effects, not only allows us to solve more instances, but also to use many less time steps on the commonly solved ones. Table 3: Average problem size difference between the R2Chained encoding and the SEM+C encoding for each domain. The number of commonly solved instances is between parentheses. The first two columns show the average size difference in a single time step, and the second pair similarly but at the step where the solution is found. | R2C w.r.t. SEM+C | clauses/ time step | variables/ time step | final num. variables | final num. clauses | |--------------------|----------------------|------------------------|------------------------|----------------------| | Depots(4) | +24.1% | +39.3% | -48.1% | -54.1% | | Driver.(11) | -1.7% | +18.1% | -12.5% | -28.2% | | Petrobras(6) | -54.9% | +27.7% | -27.1% | -74.2% | | Planes(7) | +2.1% | +14.3% | -26.2% | -29.7% | | Rovers(6) | +65.5% | +52.4% | -48.2% | -52.0% | | Zeno.(15) | -0.6% | +17.2% | -10.0% | -23.2% | Table 4: Results on the number of time steps needed for the commonly solved instances between the R2Chained and the SEM+C approaches. The number of commonly solved instances is shown between parentheses. Columns t. steps show the sum of all the steps of the commonly solved instances of each family, and columns avg. steps show the average steps per instance commonly solved. | Time steps | SEM+C - t. steps | SEM+C - avg. steps | R2C - t. steps | R2C - avg. steps | |-----------------|--------------------|----------------------|------------------|--------------------| | Depots (4) | 37 | 9.25 | 14 | 3.50 | | Driverlog (11) | 51 | 4.64 | 38 | 3.45 | | Petrobras (6) | 36 | 6.00 | 21 | 3.50 | | Planes (7) | 76 | 10.86 | 49 | 7.00 | | Rovers (6) | 41 | 6.83 | 13 | 2.17 | | Zenotravel (15) | 49 | 3.27 | 37 | 2.47 | Table 3 essentially shows that although R2C uses more clauses and variables in each formula tested for satisfiability, it is able to solve the problem at an earlier step than SEM+C. This reduction in steps is especially noticeable in Depots and Rovers, where although the formula size per time step is bigger, the size of the last checked formula (i.e., the first satisfiable formula) is nearly cut in half. In the Petrobras domain, even using a semantic notion of interference, the SEM+C approach generates many mutexes, as there are many incompatibilities between actions. The removal of mutexes lets the R2Chained encoding state the problem more compactly at each time step. This decrease in size per step, combined with the decrease in the number of needed time steps, lets the planner find a feasible solution with a reduction of nearly 75% of the problem clauses. The gains of these reductions are also reflected in Table 1, where the difference in the number of problems solved on the Depots, Rovers and Petrobras domains is noticeable. To better illustrate the size of the final formulas shown on the second pair of columns of Table 3, in Table 4 the results on the number of steps are shown. Note that Depots and Rovers instances with the R2Chained encoding need nearly a third of the steps needed by the SEM+C approach, and in the Petrobras domain this is nearly the half. Table 5: Total time and steps needed to solve the commonly solved instances with R2Chained and the dec ordering, with and without informing. The number of commonly solved instances is shown between parentheses. Column ∆i shows the difference in total instances solved. | | R2C dec - t. time | R2C dec - t. steps | R2C informed dec - t. time | R2C informed dec - t. steps | R2C informed dec - ∆i | |----------------|---------------------|----------------------|------------------------------|-------------------------------|-------------------------| | Depots(7) | 7994.7 | 34 | 116.6 | 29 | +2 | | Driverlog(11) | 1734.3 | 49 | 2049.3 | 42 | +2 | | Petrobras(49) | 9546.3 | 150 | 57.1 | 57 | -2 | | Planes(8) | 1196.2 | 65 | 67.0 | 48 | +2 | | Rovers(16) | 375.5 | 72 | 257.4 | 58 | +1 | | Zenotravel(15) | 3735.6 | 52 | 631.6 | 42 | +1 | | Total (96) | 24582.6 | 422 | 3179.0 | 276 | +6 | ## 5.1 Orderings In this section we try to reason about the effect of the selected ordering between actions on the efficiency of the encoding. Imagine a planning task with three actions a1, a2, a3, applicable in the initial state and with a goal state that can be reached by the execution of the three tasks. Consider that a1 disables a2, a2 disables a3, and there are no further disabling relations. The disabling graph based encodings for ∃- step semantics of [Rintanen et al., 2006] will not produce any constraints with respect to parallelism, because there are no cyclic disabling relations. Supposing that all actions are initially applicable and have consistent effects, it will find the plan a3, a2, a1 with only one time step. However, bad orderings like a1 < a2 < a3 would force the R2Chained encoding to make three time steps. To avoid this, we have considered the rdfs ordering, being the reverse of a depth-first search on the disabling graph. The rationale for this ordering is to try to minimize the number of possible interferences on actions appearing later in the ordering, and thus maximizing the number of actions potentially executed at the same time step. Surprisingly, the rdfs ordering solved globally three fewer instances. Probably, this happens because the a-priori computed interferences are not a good indicator on how the actions should be ordered. Intuitively, a good ordering for the encoding at hand would be one inferred from a valid sequential plan, because the sequence of actions needed for a valid plan is strongly influenced by the objective and the initial state. Thus, finding an optimal ordering should be as hard as finding a plan itself. To experimentally validate the previous assumption, we propose to inform a given total ordering using a sequential plan obtained from a relaxed version of the planning problem. This plan is obtained by using delete relaxation heuristics [Bonet and Geffner, 2001] on the original problem and removing the predicates belonging to the considered theory T. Once a plan is obtained by solving the relaxed problem, we extract an ordering by serializing this plan and removing duplicate occurrences of each action. Then, given a total ordering on the actions, we can inform it by only reordering the subset of actions appearing in the relaxed plan, according to the order in which they occur in the relaxed plan. Table 5 shows that informing the previously used dec ordering, results in needing 146 steps fewer to solve the same number of instances than without informing it. This increase in parallelism is followed by a dramatic reduction on solving times (of about two orders of magnitude) in most of the families, resulting in 6 more instances solved. We also informed the rdfs ordering, a random ordering and all its inverted versions. None of the orderings was clearly better. However, the gains on the number of solved instances by informing them was always positive, ranging from 4 to 9 extra instances, experimentally supporting the intuition. Regarding plan quality, with respect to the number of actions, experiments with informed orderings show that no significant change can be seen. Note that fewer time steps imply less space for possible redundant actions, but more parallelism can also mean more selected actions per time step. ## 6 RelatedWork A macro-action [Korf, 1985; Minton, 1985] expresses the combination of one or more actions. Methods for automatically learning macro-actions have been developed [Botea et al., 2005]. Also, macro-actions have been extended for numeric planning problems [Scala, 2014]. The way actions are sequenced in a time step is de-facto a combination of regression and progression of precondition and action effects. This can be achieved via substitution, and it amounts to computing weakest precondition and cumulative effects, which is how numeric macro-actions can be built. However, a difference with macro-actions is that, in the presented encoding, the actions that are going to be sequenced are not fixed. In other words, our encoding benefits from letting the solver decide which subsequence is necessary to use. ## 7 Conclusion The R2Chained encoding has empirically proven to allow for more parallelism than that of the rest of the considered planners for planning modulo theories. It is able to put many more actions per step, also making the search space wider for each step considered. However, generally a shorter horizon pays off in terms of formula size and solving time, as can be seen from the experiments. The post-processing step for eliminating redundant actions has proven to be cheap in terms of solving time, and useful for maintaining the plan quality when considering highly parallel encodings. Also, a good heuristic for improving orderings for actions has been proposed. Designing better orderings and heuristics is a matter of future work. 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